Howard N. Stolzer

President  ·  Managing Member  ·  Chief Investment Officer

CRD# 1551722  ·  SEC Registered Investment Adviser Representative

AIF® CEBS Series 65 Fee-Only Fiduciary

Howard Stolzer founded Stolzer Rothschild Levy LLC on a clear conviction: that individuals, families, and businesses deserve genuinely independent financial guidance from an adviser who knows them personally and is accountable to them directly. With an MBA from Rollins College's Crummer Graduate School of Business, 25+ years of experience, and two of the most rigorous designations in the profession — AIF® and CEBS — Howard brings institutional analytical rigor to relationships that are anything but institutional.

Howard Stolzer, AIF® CEBS — President, Stolzer Rothschild Levy LLC
Rollins College — Crummer Graduate School of Business
Master of Business Administration (MBA)
Berklee College of Music
Bachelor of Music

AIF®
Accredited Investment Fiduciary

The AIF® designation, awarded by Fi360, provides a comprehensive framework for fiduciary standards of excellence — covering asset allocation, investment policy statements, manager search and due diligence, and performance measurement. Candidates must complete a capstone course, pass a comprehensive examination, sign a code of ethics, and complete six hours of continuing education per year to maintain the designation. The AIF® is an ANSI-accredited credential and is widely regarded as the gold standard for fiduciary competency in the investment advisory profession.

CEBS
Certified Employee Benefits Specialist

The CEBS designation is awarded jointly by CEBS, Inc. and the Wharton School of the University of Pennsylvania to individuals who complete a rigorous examination program covering retirement plans, group benefits, and compensation. The program — originally requiring ten examinations and now requiring five covering the same breadth of material — is among the most comprehensive credentials available in employee benefits and retirement plan management. CEBS designees must meet Precertification Standards and agree to abide by the program's Principles of Conduct.


Built for one purpose: serving clients well

Howard has spent his career at the intersection of institutional investment management and personal financial planning — a combination that is rare among independent registered advisers. As President, Managing Member, and Chief Investment Officer of Stolzer Rothschild Levy LLC, he oversees all investment decisions, financial plans, and client relationships personally.

Howard also serves as the firm's Chief Compliance Officer, reflecting the culture of accountability that runs through every aspect of SRL's practice. When you work with SRL, there is no intermediary — Howard reviews every portfolio, attends every plan committee meeting, and is accessible directly to every client.

The combination of his CEBS credential and AIF® designation makes Howard among the most comprehensively credentialed advisers serving the mid-New Jersey market for retirement plan consulting — a discipline that demands expertise in both investment management and the complex regulatory environment governing ERISA plans.


Discretionary investment management
Retirement income & Social Security planning
Pension & defined benefit consulting
401(k) & 403(b) fiduciary advisory
Traditional vs. Roth IRA strategy
Investment policy statement development
Tax-efficient portfolio construction
Estate planning coordination
Executive deferred compensation
Cash balance plan consulting
Employee benefits plan design
ERISA fiduciary compliance

Disciplinary information

Mr. Stolzer has not been the subject of any legal or disciplinary event that is or would be material to a client's or prospective client's evaluation of him.

Other business activities

Mr. Stolzer may sell insurance products, including life insurance and annuity products, to advisory clients and may receive commissions from those sales. The receipt of these commissions presents a conflict of interest in that it may create an incentive to recommend products based on commissions rather than the needs of the client.

Mr. Stolzer is insurance licensed in the State of New Jersey for Life, Health, and Property & Casualty Insurance. He is not currently engaged in any other business activity or occupation for compensation other than his activities on behalf of Stolzer Rothschild Levy LLC and the sale of insurance products.

Additional compensation

Mr. Stolzer may receive commissions from the sale of insurance products to advisory clients. He does not, however, receive any other additional compensation or economic benefits from any person other than Stolzer Rothschild Levy LLC in connection with the provision of investment advice to clients.

Supervision

As Stolzer Rothschild Levy LLC's Chief Investment Officer and Chief Compliance Officer, supervision of Mr. Stolzer's activities is limited. Additional information about Howard Stolzer is available on the SEC's website at adviserinfo.sec.gov.

Get in touch with Howard
(732) 481-2200
233 Mt. Airy Road, Suite 100
Basking Ridge, NJ 07920